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Balance SheetBIncome StatementEcIncome Statement (1)sr
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FINISAR CORP10Q
12/03/2018Finisar Corporation
Delaware
943038428'(State or other jurisdiction of(I.R.S. Employer&incorporation or organization)Identification No.)
1389 Moffett Park DriveSunnyvale, California~
&0((Address of principal executive offices)
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4 Inventories
5 Investments!050 Convertible Senior Notes Du!050 Convertible Senior Note (1)!050 Convertible Senior Note (2)!050 Convertible Senior Note (3)!7 Fair Value of Financial InstrResults of OperationsResults of Operations (1)Results of Operations (2)Results of Operations (3)Results of Operations (4)Results of Operations (5)Results of Operations (6)Results of Operations (7)Results of Operations (8)Results of Operations (9)Results of Operations (10)Results of Operations (11)!Liquidity and Capital Resources!Contractual Obligations and ComItem 6 ExhibitsU }:}
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FINISAR CORP10Q
12/03/2018.&For the Quarter Ended October 28, 2018
Page$PART I FINANCIAL INFORMATION&
Item 1. Financial Statements :
%Condensed Consolidated Balance Sheets~
1)as of October 28, 2018 and April 29, 2018,$Condensed Consolidated Statements of~
6.Operations for the three and six month periods3+ended October 28, 2018 and October 29, 2017,$Condensed Consolidated Statements of~
1)Comprehensive Income (Loss) for the three/'and six month periods ended October 28,!2018 and October 29, 2017,$Condensed Consolidated Statements of~
2*Cash Flows for the six month periods ended%October 28, 2018 and October 29, 20171)Notes to Condensed Consolidated Financial~
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F80of Financial Condition and Results of Operations7/Item 3. Quantitative and Qualitative Disclosure~
fAbout Market RiskDlxl`T<$_*{=r<l0 !"#$%&'()*+' Item 4. Controls and Procedures~
f!!PART II OTHER INFORMATION~
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4 Inventories
5 Investments!050 Convertible Senior Notes Du!050 Convertible Senior Note (1)!050 Convertible Senior Note (2)!050 Convertible Senior Note (3)!7 Fair Value of Financial InstrResults of OperationsResults of Operations (1)Results of Operations (2)Results of Operations (3)Results of Operations (4)Results of Operations (5)Results of Operations (6)Results of Operations (7)Results of Operations (8)Results of Operations (9)Results of Operations (10)Results of Operations (11)!Liquidity and Capital Resources!Contractual Obligations and ComItem 6 ExhibitsU }>}$
=
FINISAR CORP10Q
12/03/2018
Balance Sheet
October 28, 2018
April 29, 2018(Unaudited)ASSETS
Current assets:
!Cash and cash equivalents~
E~
Shortterm investments~
j 3~
6%Accounts receivable, net of allowance~
"~
@0(for doubtful accounts of $280 at October+#28, 2018 and $269 at April 29, 2018Inventories~
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kTotal current assets~
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Bp%Property, equipment and improvements,~
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$c$$~
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'''~
'B'(Total liabilities~
(<((~
(B:(%)Commitments and contingencies)))*Stockholders' equity:***0+(Preferred stock, $0.001 par value, 5,000 +++ ++/,'shares authorized, no shares issued and1)outstanding at October 28, 2018 and April.29, 2018//'Common stock, $0.001 par value, 750,000~
///~
//0%shares authorized, 117,354 shares and1%114,813 shares issued and outstanding<24at October 28, 2018 and April 29, 2018, respectively"3Additional paidin capital~
333~
3N3,4$Accumulated other comprehensive loss~
4:w44~
445Accumulated deficit~
5N55~
55"6Total stockholders' equity~
6va66~
6c627*Total liabilities and stockholders' equity~
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Balance SheetIncome Statement (1)
Cash Flows!Effect of Adoption of New Accou!Effect of Adoption of New A (1)!Effect of Adoption of New A (2)3 Earnings per Share3 Earnings per Share (1)
4 Inventories
5 Investments!050 Convertible Senior Notes Du!050 Convertible Senior Note (1)!050 Convertible Senior Note (2)!050 Convertible Senior Note (3)!7 Fair Value of Financial InstrResults of OperationsResults of Operations (1)Results of Operations (2)Results of Operations (3)Results of Operations (4)Results of Operations (5)Results of Operations (6)Results of Operations (7)Results of Operations (8)Results of Operations (9)Results of Operations (10)Results of Operations (11)!Liquidity and Capital Resources!Contractual Obligations and ComItem 6 ExhibitsU }6}$
+
FINISAR CORP10Q
12/03/2018Income Statement
Three Months Ended
Six Months EndedOctober 28, 2018October 29, 2017
October 28, 2018
October 29, 2017
Revenues
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FINISAR CORP10Q
12/03/2018Income Statement
Three Months Ended
Six Months EndedOctober 28, 2018October 29, 2017
October 28, 2018
October 29, 2017Net income (loss)~
~
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~
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&Other comprehensive income (loss), net
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FINISAR CORP10Q
12/03/2018
Cash Flows
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4 Inventories
5 Investments!050 Convertible Senior Notes Du!050 Convertible Senior Note (1)!050 Convertible Senior Note (2)!050 Convertible Senior Note (3)!7 Fair Value of Financial InstrResults of OperationsResults of Operations (1)Results of Operations (2)Results of Operations (3)Results of Operations (4)Results of Operations (5)Results of Operations (6)Results of Operations (7)Results of Operations (8)Results of Operations (9)Results of Operations (10)Results of Operations (11)!Liquidity and Capital Resources!Contractual Obligations and ComItem 6 ExhibitsU }y#}$
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FINISAR CORP10Q
12/03/20185Effect of Adoption of New Accounting Standard
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FINISAR CORP10Q
12/03/20185Effect of Adoption of New Accounting Standard
Three Months Ended
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FINISAR CORP10Q
12/03/20185Effect of Adoption of New Accounting Standard
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FINISAR CORP10Q
12/03/20183. Earnings per Share
Three Months Ended
Six Months Ended0((in thousands, except per share amounts)October 28, 2018October 29, 2017 October 28, 2018
October 29, 2017
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12/03/20183. Earnings per Share
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Six Months Ended(in thousands)October 28, 2018October 29, 2017October 28, 2018
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FINISAR CORP10Q
12/03/20184. Inventories 
%Inventories consist of the following:
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12/03/20185. Investments
October 28, 2018
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Gross Unrealized(in thousands)Amortized Cost
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FINISAR CORP10Q
12/03/2018/'0.50% Convertible Senior Notes Due 2036
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12/03/2018/'0.50% Convertible Senior Notes Due 2036
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FINISAR CORP10Q
12/03/2018/'0.50% Convertible Senior Notes Due 2033
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FINISAR CORP10Q
12/03/2018/'0.50% Convertible Senior Notes Due 2033
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FINISAR CORP10Q
12/03/2018Results of Operations
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FINISAR CORP10Q
12/03/2018Results of Operations
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FINISAR CORP10Q
12/03/2018Results of Operations
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12/03/2018Results of Operations
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12/03/2018Results of Operations
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FINISAR CORP10Q
12/03/2018Results of Operations
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12/03/2018Results of Operations
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12/03/2018Results of Operations
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12/03/2018Results of Operations
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12/03/2018Results of Operations
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12/03/2018Results of Operations
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12/03/2018Results of Operations
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12/03/2018'Liquidity and Capital Resources
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5 Investments!050 Convertible Senior Notes Du!050 Convertible Senior Note (1)!050 Convertible Senior Note (2)!050 Convertible Senior Note (3)!7 Fair Value of Financial InstrResults of OperationsResults of Operations (1)Results of Operations (2)Results of Operations (3)Results of Operations (4)Results of Operations (5)Results of Operations (6)Results of Operations (7)Results of Operations (8)Results of Operations (9)Results of Operations (10)Results of Operations (11)!Liquidity and Capital Resources!Contractual Obligations and ComU }}$ }@
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FINISAR CORP10Q
12/03/2018Item 6. Exhibits
Exhibit Number
Exhibit Description@1)Agreement and Plan of Merger, dated as of
4
,November 8, 2018, among Finisar Corporation,.&IIVI Incorporated and Mutation MergerSub Inc. (1)@4,Amendment to the Amended and Restated Bylaws#of Finisar Corporation. (2)?@,$Certification of Principal Executive=5Officer pursuant to Section 302 of the SarbanesOxleyAct of 2002333333?@,$Certification of Principal Financial=5Officer pursuant to Section 302 of the SarbanesOxleyAct of 2002@@0(Certification of Chief Executive Officer5pursuant to Section 906 of the SarbanesOxleyAct of 2002@@0(Certification of Chief Financial Officer5pursuant to Section 906 of the SarbanesOxleyAct of 2002101.INSXBRL Instance Document101.SCH&XBRL Taxonomy Extension SchemaD/ lvjF:j+U[
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